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The FCA's Interim Report on its Asset Management Market Study

The FCA's Interim Report on its Asset Management Market Study

By | 01 Dec 2016

We question whether some of the FCA's proposals could, particularly in combination, have unforeseen consequences, particularly any gold plating for UK authorised funds.

Publication

Smarter Consumer Communications

Smarter Consumer Communications

By | 27 Oct 2016

The FCA is keen to progress a variety of issues to ensure communications are suitable for today's digitalised context. This briefing updates on progress in two October statements, FS16/10 and PS16/23.

Publication

UK regulation of FinTech - the fundamentals are sound

UK regulation of FinTech - the fundamentals are sound

By | 27 Oct 2016

This paper is a transcript of a speech given by Kirstene Baillie at the inaugural FinTech Europe 2016 event in London on 27 October 2016.

Publication

Brexit - Issues for MiFID firms

Brexit - Issues for MiFID firms

By , and | 16 Sep 2016

Investment firms currently face two key challenges: planning for MiFID II and planning the best way forward post Brexit.

Publication

Preparing for PRIIPs

Preparing for PRIIPs

By | 07 Sep 2016

With the publication of the FCA CP 16/18, UK PRIIPs manufacturers can now start to make detailed implementation plans but the delay in finalising workable RTS is a major hindrance.

Publication

VAT and pension schemes: HMRC kicks the can down the road

VAT and pension schemes: HMRC kicks the can down the road

By , , and | 07 Sep 2016

On 5 September 2016, HMRC announced that it was giving itself another year to address some of the difficult issues around VAT on fees charged to pension funds.

Publication

Market Soundings: Practical issues under the new regime

Market Soundings: Practical issues under the new regime

By , and | 05 Aug 2016

The Market Abuse Regulation ("MAR") - which comes into force on 3rd July 2016 - sets out a new set of rules to govern the conduct of market soundings.

Publication

Brexit and Payment Services

Brexit and Payment Services

By , and | 04 Aug 2016

Options for payment service providers following the Brexit vote.

Publication

The Regulation of Remuneration: Where are we now with the Remuneration Codes?

The Regulation of Remuneration: Where are we now with the Remuneration Codes?

By and | 29 Jul 2016

The Regulation of Remuneration: Where are we now with the Remuneration Codes?

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