Skip to main content

Financial Regulation

At Fieldfisher we have a specialist Financial Regulation practice offering both breadth and depth of experience and expertise across regulated and non-regulated sectors on both contentious and non-contentious matters.

Notable deals and highlights

  • Advising challenger banks on their authorisation or "passporting" arrangements (including the creation of retail products for the UK market).
  • Advising both buy-side and sell-side market participants on their Brexit contingency planning arrangements.
  • Advising clients on regulatory perimeter issues and obtaining regulatory authorisations including, in respect of: payment services and e-money issues; claims management; appointed representative or agency arrangements; consumer lending; insurance distribution; mortgage lending; collective investment schemes and alternative investment funds.
  • Advising on compliance and conduct of business issues for regulated businesses of all types including major programmes to deal with regulatory change (e.g. MiFID 2; PSD2; Senior Managers and Certification regimes; as well as other strategic matters such as remuneration regimes; regulatory capital requirements; safeguarding requirements for payment services firms).
  • Defending investigations and responding to enquiries by the Financial Conduct Authority, the Prudential Regulation Authority, Serious Fraud Office and the London Metal Exchange.

Sign up to our email digest

Click to subscribe or manage your email preferences