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Financial ServicesRemove

Publication

Repo and Stock Loan Netting Opinion Coverage

Repo and Stock Loan Netting Opinion Coverage

By , and | 04 May 2018

The long-awaited discontinuance of netting opinion coverage for the OSLA and 1995 GMRA has been announced by the industry associations, ISLA and ICMA.

Publication

US v Russia Sanctions Crossfire – How is your business affected?

US v Russia Sanctions Crossfire – How is your business affected?

By and | 23 Apr 2018

The past few weeks have seen the introduction of new sanctions against Russia by the US, the scope of which extends to non-US persons.

Publication

The likely impact of the 23 June EU referendum on UK-based asset managers

The likely impact of the 23 June EU referendum on UK-based asset managers

By | 31 Jul 2017

While we have no clarity on what the post-Brexit picture will look like, we can now "set the scene" and identify key topics for consideration, as asset managers look at their options.

Publication

FCA Guidance on Reviewing Part VII Insurance Business Transfers

28 Jul 2017

FCA Guidance on Reviewing Part VII Insurance Business Transfers : Lexis PSL published their interview with Nicholas Thompsell of Fieldfisher on 13.06.17

Publication

The FCA's Asset Management Market Study

The FCA's Asset Management Market Study

By | 14 Jul 2017

The FCA's Final Report on its Asset Management Market Study was published on 28 June 2017 alongside a Consultation Paper (CP 17/18) which sets out the first tranche of the amendments to be introduced.

Publication

We three Codes... new Codes for the FX, Precious Metals and Money Markets

By , and | 05 Jun 2017

A global code of conduct for the wholesale FX market was launched last week. Named the FX Global Code, it was released at the same time

Publication

Changing how we define the scope of regulated financial advice

Changing how we define the scope of regulated financial advice

By and | 14 Apr 2017

Changing how we define the scope of regulated financial advice.