My experience is in both contentious and non-contentious financial services work, including disputes, regulatory enforcement, disciplinary action and internal investigations on the contentious side; and on the non-contentious side, perimeter guidance, conduct of business, systems and controls and compliance reviews. I have a particular focus on money laundering and market abuse.
Regulatory work covers clients including broker/dealers, banks, corporate finance providers, financial advisers, individuals and a regulated investment exchange on matters including: Conduct of Business, Market Abuse/disclosure of price sensitive information; systems and controls breaches; judicial review of disciplinary action; personal account dealing and conflicts of interest.
I defend clients under investigation by the FCA, LME and SFO. Coming from a litigation background enables me to consider the wider picture and consequences of any regulatory breach and to deploy evidence gathering skills when investigating regulatory breaches.
Litigation work has included the restructuring of a UAE Sukuk, numerous cases on calculating ISDA early termination amounts, and the leading case on the meaning of the FCA's Client Money rules (which reached the Supreme Court). I frequently act for transaction parties in securitisations.
What others say…
Duncan Black offers his clients advice on a wide range of contentious matters related to banking and finance. He regularly handles claims concerning financial mis-selling, derivatives and shareholder disputes. "A great lawyer with outstanding technical and strategic skills." "Duncan kept a cool head throughout the litigation. He kept the clients informed and considered strategies to manage their concerns at the tactics adopted by the opposition."
Duncan Black is adept at handling litigation concerning international financial institutions, including entities in Europe, the USA and the Middle East. He also has notable expertise in contentious regulatory matters. He is noted as an "excellent adviser who is very thorough, knowledgeable and with a very practical outlook on potential threats."
The scope of knowledge and expertise Duncan Black has in his field of practice is exceptional. But it is his ability to calmly and clearly deliver this knowledge to clients in the form of succinct and logically-structured advice that really makes him unique in the market. This ability combined with his pragmatic and down-to-earth approach makes him our first point of call whenever the need arises
Duncan Black is incredibly experienced and instils great confidence.
Duncan Black’s advice has been invaluable, guiding us as Directors and legal laypeople through an extremely taxing period with hands-on, practical steps. He asked probing questions and grasped the complex situation we were facing very quickly and helped us address matters in a matter-of-fact, plain-speaking manner. Duncan’s particular strength has been to spend his, and focus our, time on the things that matter. His communications with us have always been to the point and his turnaround time for questions as they arose impressively fast.