Promotion of High Risk Investments | Fieldfisher
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Publication

Promotion of High Risk Investments

Locations

United Kingdom

In relation to what the FCA regard as high risk investments, regulatory changes regarding risk warning changes came into effect on 1 December 2022 and various other changes came into effect on 1 February 2023.  The FCA are taking what they describe as a "more assertive and interventionist" approach to tackling poor financial promotions and so reducing the potential for unexpected consumer losses. With the changes now in place, we can start to see whether they will make an impact. 

Read the briefing paper in full.
 

Related Work Areas

Financial Services