Publication

Preparing for PRIIPs

Preparing for PRIIPs

By | 07 Sep 2016

With the publication of the FCA CP 16/18, UK PRIIPs manufacturers can now start to make detailed implementation plans but the delay in finalising workable RTS is a major hindrance.

Publication

Senior Insurance Managers Regime - an initial assessment of SIMR's introduction

Senior Insurance Managers Regime - an initial assessment of SIMR's introduction

By and | 08 Jun 2016

Various teething problems remain post the Senior Insurance Managers Regime coming into effect on 7 March 2016.

Publication

Brexit and financial services

Brexit and financial services

By and | 10 Mar 2016

All financial institutions are coping with a seemingly never ending deluge of regulation, most of which is driven from the European Commission.

Publication

Unfair contract terms, and the effect of The Consumer Rights Act 2015 on financial services contracts

Unfair contract terms, and the effect of The Consumer Rights Act 2015 on financial services contracts

By and | 27 Aug 2015

This Briefing Paper explains the new provisions to be repealed by the Consumer Rights Act 2015, relating to financial services Unfair Terms in Consumer Contract Regulations 1999

Publication

Smarter Consumer Communications: Responding to the FCA's questions

Smarter Consumer Communications: Responding to the FCA's questions

By | 12 Aug 2015

There is clear recognition by Government of the need to ensure that technology based innovation can thrive and yet in a soundly regulated way.

Publication

Building the Capital Markets Union - CMU - in the EU

Building the Capital Markets Union - CMU - in the EU

By and | 01 Jun 2015

The CMU is described as a flagship initiative of the Commission and has been described as one of the important initiatives initiated by the European Commission to be considered in the next few years.

Publication

UK implementation plans for MiFID II and MiFIR

UK implementation plans for MiFID II and MiFIR

By , , and | 31 Mar 2015

UK based firms should review the recently published HM Treasury and FCA papers regarding the implementation details for MiFID II and MiFIR.

Publication

Pooled Property Funds for Investments in UK Property

Pooled Property Funds for Investments in UK Property

By and | 24 Nov 2014

The search for efficient ways of setting up pooled property funds has resulted in a number of structures being devised for open ended and closed ended property funds

Publication

MiFID II and investor protections - what's new for asset managers?

MiFID II and investor protections - what's new for asset managers?

By | 10 Sep 2014

This paper focuses on one of the two key areas of concern for MiFiD: Investor protection.

Publications RSS