Publication

The Brexit White Paper:  What it means for Financial Services

The Brexit White Paper: What it means for Financial Services

By and | 18 Jul 2018

The first few days of the White Paper's political reception in Westminster have been less than encouraging.

Publication

Market Soundings: Practical issues under the new regime

Market Soundings: Practical issues under the new regime

By , and | 05 Aug 2016

The Market Abuse Regulation ("MAR") - which comes into force on 3rd July 2016 - sets out a new set of rules to govern the conduct of market soundings.

Publication

MiFID II : news update June 2016

MiFID II : news update June 2016

By | 28 Jun 2016

Read our latest news on MiFID II including key updates to be aware of

Publication

Building the Capital Markets Union - CMU - in the EU

Building the Capital Markets Union - CMU - in the EU

By and | 01 Jun 2015

The CMU is described as a flagship initiative of the Commission and has been described as one of the important initiatives initiated by the European Commission to be considered in the next few years.

Publication

UK implementation plans for MiFID II and MiFIR

UK implementation plans for MiFID II and MiFIR

By , , and | 31 Mar 2015

UK based firms should review the recently published HM Treasury and FCA papers regarding the implementation details for MiFID II and MiFIR.

Publication

MiFID II and investor protections - what's new for asset managers?

MiFID II and investor protections - what's new for asset managers?

By | 10 Sep 2014

This paper focuses on one of the two key areas of concern for MiFiD: Investor protection.

Publication

MiFID II - An update

By , , and | 04 Aug 2014

Here we seek firstly to give you an update on progress regarding its contents and the timetable for its implementation, and secondly to highlight some issues which are of particular note/ interest.

Publication

Implementation of the Wheatley Report on LIBOR – considerations for financial institutions

By | 30 Nov 2012

Implementation of the Wheatley Report on LIBOR – considerations for financial institutions

Publication

The LIBOR scandal – a drama worth watching

By and | 14 Sep 2012

The LIBOR scandal – a drama worth watching

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