Publication

Implementation of the Market Abuse Regulation

Implementation of the Market Abuse Regulation

26 Nov 2015

The FCA is consulting on changes to its Handbook to make it compatible with the new Market Abuse Regulation which takes effect from 3 July 2016.

Publication

Takeover Panel publicly criticises advisers

Takeover Panel publicly criticises advisers

26 Nov 2015

The Panel has publicly criticised several advisers for serious breaches of the Takeover Code.

Publication

Major shareholding notification and other DTR changes

Major shareholding notification and other DTR changes

25 Nov 2015

The DTRs are being amended with effect from 26 November 2015. Changes include amendments to the major shareholder notification regime and notification requirements relating to the home member state

Publication

The new Market Abuse Regulation and the AIM Rules

The new Market Abuse Regulation and the AIM Rules

By | 05 Nov 2015

AIM Regulation has published its views on the interaction between the disclosure obligations in AIM Rule 11 and the new Market Abuse Regulation in force from 3 July 2016

Publication

Takeover Code amendments: dividends, voting rights and acting in concert

Takeover Code amendments: dividends, voting rights and acting in concert

04 Nov 2015

Amendments have been made to the Takeover Code with effect from 23 November 2015 in respect of dividends, restrictions and suspensions of voting rights, and the definition of "acting in concert"

Publication

Capital Markets Union – amending the Prospectus Directive

Capital Markets Union – amending the Prospectus Directive

By | 22 Oct 2015

The EU Commission's Action Plan on Capital Markets Union includes modernising the Prospectus Directive. This is key to enabling growth companies to access finance across Europe.

Publication

EU plan to stimulate access to finance

EU plan to stimulate access to finance

By | 20 Oct 2015

EU Commission launched its capital markets union programme with the publication on 18 February 2015 of its Capital Markets Union Green Paper.

Publication

Private censure and fine for breach of Nomad Rules

Private censure and fine for breach of Nomad Rules

By | 15 Oct 2015

The London Stock Exchange has privately censured a nominated adviser and fined it £75,000 for breaches of the AIM Rules for Nominated Advisers.

Publication

INSIDE AIM – AIM Company disclosures relating to equity financing products

INSIDE AIM – AIM Company disclosures relating to equity financing products

By | 15 Oct 2015

AIM Regulation has published a new Inside AIM update to provide guidance on AIM company disclosures relating to equity financing products, in which an AIM company or its directors are interested.

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