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Financial ServicesRemove

Publication

The Business Contract Terms (Assignment of Receivables) Regulations 2018: still more to do?

The Business Contract Terms (Assignment of Receivables) Regulations 2018: still more to do?

By , and | 26 Feb 2019

Fieldfisher's Stephen Moller, Richard Todd and Richard Gibbard consider how the new regulations address some criticisms of prior legislation but also add more complexity to what is already a complicated area of the law.

Publication

Complying with new Luxembourg legislation relating to UBOs

Complying with new Luxembourg legislation relating to UBOs

By | 20 Feb 2019

The new Luxembourg law of 13 January 2019, and related grand ducal regulation of 15 February, established a register of ultimate beneficial owners (UBOs), known as the RBE.

Publication

CSDR and Settlement Fails

CSDR and Settlement Fails

By , , and | 08 Feb 2019

The Central Securities Depositories Regulation (the "CSDR") came into effect on 17 September 2014 and will complete the EU regulatory framework for financial market infrastructure. Amongst other things, the CSDR provides a regulatory framework for the safe, efficient and smooth settlement of transactions in financial instruments carried out in the EU, including by requiring trading venues and investment firms established in the EU to implement measures to prevent and address failures in settlement processes. These measures apply from 13 September 2020.

Publication

Fieldfisher advises on over £330m of venture capital deals in 2018

Fieldfisher advises on over £330m of venture capital deals in 2018

By , , , and | 22 Jan 2019

Fieldfisher advised on deals with an aggregate value in excess of £330 million, driven primarily by deals in the technology sector.

Publication

Accessing the German Market

Accessing the German Market

By and | 16 Jan 2019

This briefing describes the possibilities for third country credit and financial services institutions which do not benefit from EU passporting rights to access the German market.

Publication

Junior market detractors should AIM criticisms elsewhere

Junior market detractors should AIM criticisms elsewhere

By and | 14 Jan 2019

Fieldfisher responds to article in the Sunday Times regarding the number of AIM-listed company insolvencies in 2018.

Publication

Three predictions for the corporate tech sector in 2019

Three predictions for the corporate tech sector in 2019

By | 02 Jan 2019

Fieldfisher corporate partner Tim Bird considers the prospects and pitfalls for tech deal-making in the year ahead.

Publication

Brexit: an update for Asset Managers

Brexit: an update for Asset Managers

By | 26 Nov 2018

This briefing paper provides an update on Brexit planning matters which are of relevance to asset managers.

Publication

Basel IV Framework - Revisions to the Leverage Ratio

Basel IV Framework - Revisions to the Leverage Ratio

By | 19 Nov 2018

Lawyers in Fieldfisher's Financial Regulatory team discuss the impact of Basel IV leverage ratio reforms on banks' capital requirements.